Rice University

Academic Regulations for Graduate Students


The following is a summary of some of the academic regulations concerning graduate students, as stated in the General Announcements and augmented by department policy. Students are advised to review the complete list of academic regulations in the General Announcements, in the section providing general information for graduate students, and in the section describing the Department of Electrical and Computer Engineering. Students are solely responsible for their individual compliance with University regulations and requirements.
| Residency | Leave of Absence | Minimum Registration |
| Courses of Study | Part-time Study |
| Course Hour Requirements | Grade Standards |
| Probationary Status | Dismissal | Appeal |
| Continuous Enrollment, Readmission | Approval of Candidacy |
| Research and Thesis | Oral Examinations, Thesis Committees |
| Thesis Regulations and Procedures |
| Transferring Graduate Credit | Course Credits from Another Graduate Program at Rice |
| TA/Student Conduct | The Honor Code | Financial Support |
Additional information from the Office of Research and Graduate Studies

Back to PhD Program Information


Residency. The minimum residency (i.e., period of full-time study at Rice) is one semester for the MS Degree and four semesters for the PhD The semester course load for full-time students is no less than nine hours. Full-time students may accept other employment only with the approval of the department and the Office of Graduate Studies. Students who are employed elsewhere in a full-time or virtually full-time status are normally not eligible for full-time status at Rice.

Leave of Absence. Leave of absence is granted only by the Graduate Office upon the recommendation of the department, and is granted only to graduate students in good standing with the University. Leave must be approved in advance of the academic semester in question; it will not be granted after the student has registered for courses or after the registration period has passed. Normally, leave of absence is granted for no more than two consecutive semesters. No work toward a degree may be done at Rice or involve Rice faculty (or facilities) during a leave of absence. A reinstatement fee of $25 is charged upon return from an official leave.

Minimum Registration. Except for Degree 798 (``Degree Candidates Only'') registration in the final semester when all requirements have been completed earlier, the minimum number of hours for which a student may register is three.

Courses of Study. Graduate students may register for courses of study only with the approval of their departmental advisor or chair. Similarly, students are allowed to drop or add courses only if departmental approval has been given.

Part-time Study. Part-time students are occasionally admitted by special permission, usually for non-thesis programs only. Departmental recommendation is required. Students enrolling for nine semester hours or more will be considered full-time, and full-time tuition will apply.

Course Hour Requirements. The MS degree requires at least 30 semester hours of study (24 hours of course credit and 6 hours of research credit), 27 of which must be done at Rice. The PhD degree requires at least 90 semester hours of credit (48 semester hours of research credit and 42 hours of course credit, 24 for MS and 18 more for PhD) and is awarded after successful completion of a program of advanced study and an original investigation reported in an approved thesis. PhD Students must take at least six courses beyond those required for the MS degree.

Grade Standards. Students must achieve at least a B (3.00) average on the courses counted toward a graduate degree. In addition, no course in which the student earned a grade lower than a C may count toward a graduate degree.

Probationary Status. A graduate student is considered to be on probationary status whenever the cumulative GPA, or the GPA for one semester, falls below 2.33. A second semester of probationary status will lead to dismissal by the Office of Graduate Studies unless a plea for exception is presented by the student's department and approved by the Graduate Council. A student may be dismissed by departmental action after only one semester of performance at the probationary level.

Dismissal. A graduate student may be dismissed from a program either for reasons of unsatisfactory progress or for reasons of behavior judged by the University to be disruptive or otherwise contrary to the best interest of either the University or the student.

Appeal. Graduate students may petition the Rice Graduate Council concerning the application of any academic regulation. Petitions should be addressed to the Chair of the Council, but should be made only when a dispute cannot be resolved at the departmental level.

Continuous Enrollment, Readmission. Graduate students are expected to maintain continuous involvement and enrollment, unless official leave of absence has been granted. Failure to register for any period without a leave of absence granted by the Graduate Office constitute a de facto withdrawal. If the student later wishes to resume study, reapplication is required. Readmission is given only on the recommendation of the department and the approval of the Dean of Graduate Studies. A readmission fee of $100 is charged.

Approval of Candidacy. A student seeking the MS or PhD degree must submit a petition through the departmental chair to the Dean of Graduate Studies. The necessary form can be obtained in the department office. The final oral examination in defense of the thesis can be given only after the candidacy has been approved by the Dean of Graduate Studies. Applications for approval of candidacy for the doctoral degree must be filed in the Office of Graduate Studies prior to November 1 and for the MS degree prior to February 1 of the academic year in which graduation is expected. The candidacy is valid for two years for the MS degree and four years for the PhD. A student whose candidacy has expired must receive specific approval from the department and from the Dean of Graduate Studies in order to remain in the Graduate Program. Such approval will be given only in exceptional circumstances. A student must have been approved for candidacy for the PhD before the beginning of the ninth semester of residency at Rice to be eligible for continued financial support.

Research and Thesis. The most important requirement of the doctoral program is the successful completion of significant research effort and the presentation of the results in a well-written thesis. It is the student's responsibility to identify a research area and to find a research advisor. This research is an investigation under the direct supervision of a faculty member. At the time a faculty member agrees to act as a thesis advisor for a student, the advisor chooses two other faculty members to form the student's research committee. These two other members should be in an area closely related to the thesis topic, and the student should keep them well-informed and up-to-date regarding their research progress. At the discretion of the research advisor, all members of the thesis committee should be presented with early drafts of the thesis when writing is begun.

Oral Examinations, Thesis Committees. Thesis committees for the MS and PhD oral examinations are approved by the Dean of Graduate Studies at the time candidacy is approved. A thesis committee is composed of at least three members, of which two, including the committee chair, must be members of the student's department. In the case of a doctoral committee, one member must be from another department within the University. At least three members, including the chair, must be tenured or tenure-track members of the Rice faculty or must be members previously certified by the Provost. The committee chair need not be the thesis director, but must be tenured or a tenure-track member of the major department.

Candidates are responsible for informing the members of their committees of the nature of their research and its progress.

The members of the thesis committee should review and approve the thesis in preliminary form before March 15 in order for the candidate to be eligible to receive the degree in the May commencement. In order to meet this date, the student must submit a complete draft of the thesis to the thesis committee no later than February 28. The oral examination may be scheduled at any time after the approval of candidacy, prior to be the beginning of examination week in either semester. The deadline for scheduling an oral examination of a thesis to be submitted for a degree to be confereed at the May Commencement is the last day of classes of the Spring Semester. For the PhD, the examination must be announced in the University Calendar at least one week in advance. In appropriate circumstances, an oral examination for the PhD may be scheduled during the summer, and the posting of notice of the time and place on the bulletin board of Fondren Library the preceding week is acceptable as the public announcement. For the MS, public notice of the oral examination should be posted on the departmental bulletin board one week in advance.

The length of the examination and the character of the subject matter on which the candidate will be examined are left to the judgment of the thesis committee. Should the candidate fail, the chair may schedule a second examination. In the event of a second failure, the student is required to withdraw from the University.

Following the successful passing of the oral examination in defense of the thesis, two copies of the thesis must be submitted to the Office of Graduate Studies no later than one year from the date of the examination.

Students who pass the oral examination in defense of the thesis on or before the first day of classes of the fall semester do not have to register for that semester even though work on the final copy may be continuing. They must register for Degree 798 in the spring to receive the degree.

Thesis Regulations and Procedures. Directions for standard thesis form, which must be followed in detail, are provided by the Office of Graduate Studies upon approval of candidacy. Students submitting a dissertation for the PhD must complete a Survey of Earned Doctorates form. All students submitting theses, whether for the MS or PhD, must complete a University Microfilm contract. Fees for the microfilming and binding of theses are to be paid to the Cashier prior to submission of two copies for approval. The deadline for submission of the thesis to the Office of Graduate Studies is noon of the next-to-the-last Friday preceding commencement.

Transferring Graduate Credit to Rice. A student may transfer no more than three hours of course credit from a graduate program at another university for the MS degree requirements. Transfer of credit is subject to approval by the Graduate Committee. It is expected that a transfer student will take appropriate additional courses at Rice as approved by the student's advisor.

Course Credits from Another Graduate Program at Rice. Students may use course credits earned in another graduate program at Rice only if the Graduate Committee determines that those courses would have been approved had the student been enrolled as a graduate student in the department, in accordance with general guidelines regarding course requirements for the degree.

TA/Student Conduct. New graduate students are often unsure about how to conduct themselves in their role as a teaching assistant. The following suggestions are intended to provide advice in this area.

Effective teaching depends upon a healthy relationship between instructor and students, but most TA's are only three or four years older than most of their students. Unless they are misanthropic, most TA's will probably be liked, and some may be confided in or invited out for pizza and beer -- and, of course, still expected to exercise thoroughly objective criteria in grading students mid-terms.

Treat students with respect. Most students are serious about course work and will assume responsibility for coming to class or lab, turning in assignments, reading assigned material, and taking exams. Offer students a challenge, but be receptive to real problems and offer them trust rather than automatic skepticism when difficulties arise. It is possible to be flexible without being mallable.

Explain course requirements and grading procedures at the beginning of the semester and again before mid-terms. Students will be more satisfied with the system and less inclined to argue if requirements and standards are explained before instead of after the mid-term or the final exam.

The Honor System. All graduate students at Rice are bound by the Rice Honor Code. New students should familiarize themselves with the Honor Code before starting classes. The Honor Code is a unique feature at Rice, and one that is valued highly. Honor Code violations are very serious, and can lead to dismissal from the University.

Financial Support. The majority of new graduate students admitted to the department will receive financial aid in the form of a stipend and tuition for the first nine months of graduate studies. All students must have other means of financial support by the beginning of the following summer. For most students, this support will come from the thesis advisor's research grant(s). It is the student's responsibility to find a thesis advisor and arrange for financial support during the second semester.

PhD Program Information



Comments and questions to: www-ece@ece.rice.edu

August 20, 2003